HKICS ACRU 2019 │ WEDNESDAY, 5 June 2019 │ 7 ECPD points

• Morning session ECPD = 3.5 hours
• The Hong Kong Institute of Chartered Secretaries (HKICS)
• 8.55am – 9am
  Welcoming address

  Mr David Fu FCIS FCS(PE)

  President, HKICS
• Hong Kong Exchanges and Clearing Limited (HKEX) & Discussions
• 9am – 11am
  Topics
  Update on regulation of listed issuers
  

  Speakers
  Mr Kenneth Chan
  Senior Vice President, Listing Department, HKEX
  
  Mr Patrick Yu
  Senior Vice President, Listed Issuer Regulation, Listing Department, HKEX
  
  

  Update on Stock Exchange’s Review of Financial Statements Program – Report 2018

  Mr Steve Ong
  Head of Accounting Affairs, Listing Department, HKEX
  
  

  Enforcement focus
  

  Mr Tom Butlin
  Head of Enforcement, Listing Department, HKEX
  
  

  Expectations on CG & ESG
  

  Ms Katherine Ng
  Head of Policy, Listing Department, HKEX
  
  

  Chair:
  Mr David Simmonds FCIS FCS
  Vice-President, HKICS
• 11am – 11.25am
  Coffee Break
• Securities and Futures Commission (SFC)
• 11.25am – 12.25pm
  Topics
  Disclosure of insider information
  

  Speakers
  Mr Benjamin Cheuk
  Director, Corporate Finance Division, SFC
  
  

  ESG and climate change-related disclosure

  Mr Kenneth Lau
  Director, Corporate Finance Division, SFC
  
  

  Regulatory developments in sustainable investing
  

  Ms Linda Yiu
  Director, Intermediaries Supervision Department, SFC
  
  

  Chair:
  Ms Gillian Meller FCIS FCS
  Vice-President, HKICS
• Practitioner Practical Sharing
• 12.25pm – 12.55pm
  Topics
  Preventive/responsive approaches to inside information/regulatory investigations
  

  Speakers
  Ms Edith Shih FCIS FCS(PE)
  International President, ICSA; and Past President, HKICS
  
  Mr Mark Hughes
  Partner, Slaughter and May
  
  

  Moderator:
  Ms Gillian Meller FCIS FCS
  Vice President, HKICS
• Afternoon session ECPD = 3.5 hours
• The Hong Kong Institute of Chartered Secretaries (HKICS)
• 2.10pm – 2.20pm
  Presentation of souvenirs to conference sponsors

  HKICS Representatives
• Companies Registry (CR) and Discussions
• 2.20pm – 4.05pm
  Topics
  Keeping of Significant Controllers Register – implementation and common questions
  

  Speakers
  Miss Angelina Mok
  Deputy Registry Manager (Registration), CR
  
  

  Licensing regime and anti-money laundering and counter-terrorist financing requirements for trust or company service providers

  Ms Christy Yiu
  Senior Solicitor (Trust and Company Service Providers), CR
  
  Mr Roger Wong
  Deputy Registry Manager (Trust and Company Service Providers), CR
  
  

  Chair:
  Mrs Natalia Seng FCIS FCS(PE)
  Past President and Council member, HKICS
• 4.05pm – 4.30pm
  Coffee Break
• Mandatory Provident Fund Schemes Authority (MPFA) and Discussions
• 4.30pm – 6.15pm
  Topics
  MPF Reform – eMPF
  

  Speakers
  Mr John Wan
  General Manager (eMPF), MPFA
  
  

  An Update on Tax Deductible Voluntary MPF Contributions
  

  Ms Germaine Lee
  Senior Manager (Policy Development), MPFA
  
  

  Chair:
  Mr Mohan Datwani FCIS FCS(PE)
  Senior Director and Head of Technical & Research, HKICS
• End Total ECPD = 7 hours

* HKICS reserves the right to change the programme, listed presenter(s) and time if necessary