ACRU 2021

FRIDAY 11 JUNE 2021 │ 6 ECPD POINTS

Date:Friday 11 June 2021
Time:9.15am–5.45pm
Venue:Online. No physical attendance is required.

Morning session ECPD = 3 hours
9.15am–9.20am
Welcoming address
 Ms Gillian Meller FCG(CS, CGP) FCS(CS, CGP)
President, HKICS; Legal and Governance Director, MTR Corporation Ltd
9.20am–9.30am
Speech by the Guest of Honour
 The Honourable Christopher Hui Ching-yu JP
Secretary for Financial Services and the Treasury, The HKSAR Government
9.30am–10.30am
Financial Services and the Treasury Bureau (FSTB)

Regulatory landscape and market development

 Mr Joseph H L Chan JP
Under Secretary for Financial Services and the Treasury, The HKSAR Government
Chair:
 Ms Gillian Meller FCG(CS, CGP) FCS(CS, CGP)
President, HKICS; Legal and Governance Director, MTR Corporation Ltd
10.30am–10.45am
Interview/Sharing#
10.45am–11.45am
Companies Registry (CR)

Points to note for applicants / holders of TCSP Licences

 Miss Ida Lee
Deputy Registry Manager (Trust and Company Service Providers), CR

E-incorporation made easy

 Mr Roger Wong
Deputy Registry Manager (Company Formation & Deregistration), CR
Chair:
 Mr Ernest Lee FCG(CS, CGP) FCS(CS, CGP)
Vice-President, HKICS; Technical Partner, Deloitte China
11.45am–12.45pm
Office of the Privacy Commissioner for Personal Data, Hong Kong (PCPD)

Data protection for governance professionals

 Ms Ada Chung Lai-ling
Privacy Commissioner for Personal Data, Hong Kong, PCPD
 Ms Joyce Lai
Assistant Privacy Commissioner for Personal Data (Enforcement) (Acting), Hong Kong, PCPD
Chair:
 Mr Paul Stafford FCG(CS, CGP) FCS(CS, CGP)
Vice-President, HKICS; Corporation Secretary, The Hongkong and Shanghai Banking Corporation Ltd and Regional Head, Corporate Governance for HSBC Asia-Pacific
Afternoon session ECPD = 3 hours
2.15pm–2.30pm
Acknowledgement of conference sponsors
2.30pm–4.00pm
Hong Kong Exchanges and Clearing Ltd (HKEX)

Regulatory update and guidance on post-listing compliance matters

 Mr Patrick Yu
Senior Vice President, Listed Issuer Regulation, Listing Division, HKEX
 Mr Jeffrey Ho
Assistant Vice President, Listed Issuer Regulation, Listing Division, HKEX

Sharing of findings from the review of issuers’ annual report disclosure

 Mr William Wong
Head of Accounting Affairs, Listing Division, HKEX

Enforcement focus and developments

 Mr Jon Witts
Head of Enforcement, Listing Division, HKEX

ESG with a focus on climate change

 Ms Kelly Lee
Vice President, Policy and Secretariat Services, Listing Division, HKEX
Chair:
 Ms Edith Shih FCG(CS, CGP) FCS(CS, CGP)(PE)
Immediate Past International President, The Chartered Governance Institute and Past President, HKICS; Executive Director and Company Secretary, CK Hutchison Holdings Ltd
4.00pm–4.15pm
Interview/Sharing#
4.15pm–5.45pm
Securities and Futures Commission (SFC)

Corporate Conduct

 Mr Benjamin Cheuk
Director, Corporate Finance Division, SFC

General meetings - hybrid or virtual?

 Ms Jennifer Lee
Director, Corporate Finance Division, SFC

SFC’s enforcement work in relation to listed companies

 Mr Kenneth Luk
Senior Director, Enforcement Division, SFC
Chair:
 Mr David Simmonds FCG(CS, CGP) FCS(CS, CGP)
Vice-President and Chairman, Membership Committee, HKICS; Group General Counsel, Chief Administrative Officer and Company Secretary, CLP Holdings Ltd


[ECPD = 6 Points]

Note : The Institute reserves the right to change the programme, listed presenter(s) and time if necessary.

# No ECPD awarded. All views are those of the sponsors/interviewees and no attribution should be made to the Institute.